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Gary Scarboro

Spartan Capital Private Wealth Management LLC
22 Years of Experience
New York, NY
1 DisclosureBroker
View SEC Summary
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Gary Scarboro is a registered investment advisor at Spartan Capital Private Wealth Management LLC, based in New York, NY, with 22 years of industry experience. Gary is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management. Their firm serves 20 clients with $6.7M in assets under management.

Spartan Capital Private Wealth Management LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
9 advisors
Number of Clients
20 clients
Average Client Portfolio
$337K average
Assets Under Management
$6.7M

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Annual fees range from 0.50% to 2.50% depending on portfolio size, complexity, and administrative level. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

45 Broadway, 19th Floor, New York, NY, 10006

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
April 2009
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Spartan Capital Private Wealth Management LLC
January 2022 - Present · 4 yrs 9 mos
Spartan Capital Securities, LLCBroker
June 2011 - Present · 15 yrs 4 mos
Previous Registrations
Spartan Capital Private Wealth Management LLC
November 2019 - December 2021 · 2 yrs 1 mo
Nylife Securities LLCBroker
December 2008 - August 2009 · 8 mos
Olympia Asset Management,ltd.Broker
September 2003 - December 2006 · 3 yrs 3 mos
Murjen Financial, INC.Broker
January 2003 - September 2003 · 8 mos
W.J. Nolan & Company, INC.Broker
April 1999 - August 2000 · 1 yr 4 mos
Madison Capital Markets CORP.Broker
October 1997 - December 1997 · 2 mos
Shamus Group, INC.Broker
July 1997 - September 1997 · 2 mos
Global Equities Group INCBroker
August 1996 - November 1996 · 3 mos
A. R. Baron & CO., INC.Broker
June 1996 - July 1996 · 1 mo
Americorp Securities, INC.Broker
November 1993 - August 1994 · 9 mos
State Registrations7 states
CAFLKYMENJNYTX
AdvisorBroker

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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