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Gary Scarboro

22 Years of Experience
New York, NY
1 DisclosureBroker

Gary Scarboro is a registered investment advisor at Spartan Capital Private Wealth Management LLC, based in New York, NY, with 22 years of industry experience. Gary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 20 clients with $6.7M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
9 advisors
Number of Clients
20 clients
Average Client Portfolio
$337K average
Assets Under Management
$6.7M

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)

SCPWM charges an annual fee for portfolio management services, ranging from 0.50% to 2.50% of the market value of your assets. The specific fee depends on the value of your assets, the complexity of services provided, and the level of administration requested. Fees are billed quarterly in advance. The advisory fee is negotiable based on individual client circumstances. SCPWM may combine account values of family members to determine the applicable advisory fee.

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Location

45 Broadway, 19th Floor, New York, NY, 10006

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History

Regulatory History (1)
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Judgment / Lien
April 2009
Employment History
Current Registrations
Spartan Capital Private Wealth Management LLC
January 2022 - Present · 4 yrs 3 mos
Spartan Capital Securities, LLCBroker
June 2011 - Present · 14 yrs 10 mos
Previous Registrations
Spartan Capital Private Wealth Management LLC
November 2019 - December 2021 · 2 yrs 1 mo
Nylife Securities LLCBroker
December 2008 - August 2009 · 8 mos
Olympia Asset Management,ltd.Broker
September 2003 - December 2006 · 3 yrs 3 mos
Murjen Financial, INC.Broker
January 2003 - September 2003 · 8 mos
W.J. Nolan & Company, INC.Broker
April 1999 - August 2000 · 1 yr 4 mos
Madison Capital Markets CORP.Broker
October 1997 - December 1997 · 2 mos
Shamus Group, INC.Broker
July 1997 - September 1997 · 2 mos
Global Equities Group INCBroker
August 1996 - November 1996 · 3 mos
A. R. Baron & CO., INC.Broker
June 1996 - July 1996 · 1 mo
Americorp Securities, INC.Broker
November 1993 - August 1994 · 9 mos
State Registrations7 states
CAFLKYMENJNYTX
AdvisorBroker

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.