Spartan Capital Private Wealth Management provides personalized investment advisory services, including discretionary and non-discretionary portfolio management, to individuals, high net worth individuals, and institutional clients. The firm tailors its services to meet each client's specific risk tolerance, time horizon, and liquidity constraints, and may utilize third-party money managers to handle portions of client accounts. Spartan Capital Private Wealth Management primarily advises on equities, mutual funds, and exchange-traded funds. Many of the firm's representatives are also registered representatives of an affiliated broker-dealer, Spartan Capital Securities, and licensed insurance agents, creating potential conflicts of interest regarding commission-based compensation and the sale of certain mutual fund share classes.
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Annual fees range from 0.50% to 2.50% depending on portfolio size, complexity, and administrative level. Fees are negotiable.