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Audray Lohn

LPL Financial LLC
34 Years of Experience
Houston, TX
1 DisclosureBroker
View SEC Summary
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Audray Lohn is a registered investment advisor at LPL Financial LLC, based in Houston, TX, with 34 years of industry experience. Audray is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

950 Echo Ln Ste 200, Houston, TX, 77024

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2002
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
LPL Financial LLC
August 2005 - Present · 21 yrs 2 mos
LPL Financial LLCBroker
August 2005 - Present · 21 yrs 2 mos
Previous Registrations
Morgan Stanley
March 1993 - August 2005 · 12 yrs 5 mos
Morgan Stanley Dw INC.Broker
March 1993 - August 2005 · 12 yrs 5 mos
Kidder, Peabody & CO. IncorporatedBroker
March 1992 - February 1993 · 11 mos
State Registrations16 states
AZCOGALAMIMNMONCNMORPATNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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