TrueAdvisor
TrueAdvisor
LM
CFP
LM
CFP

Lisa Marcelli

LPL Financial LLC
37 Years of Experience
Houston, TX
1 DisclosureBroker
View SEC Summary
View SEC Summary

Lisa Marcelli is a CFP-designated registered investment advisor at LPL Financial LLC, based in Houston, TX, with 37 years of industry experience. Lisa is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4400 Post Oak Parkway Suite 1460, Houston, TX, 77027

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2020
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Lisa works as a financial advisor for Wedbush Securities under the DBA Skyward Financial. This is a full-time commitment.

Employment History
Current Registrations
LPL Financial LLC
August 2025 - Present · 1 yr 2 mos
LPL Financial LLC
August 2025 - Present · 1 yr 2 mos
LPL Financial LLCBroker
August 2025 - Present · 1 yr 2 mos
Previous Registrations
Wedbush Securities INC.
October 2024 - August 2025 · 10 mos
Wedbush Securities INC.Broker
October 2024 - August 2025 · 10 mos
B. Riley Wealth Advisors, INC.
August 2022 - November 2024 · 2 yrs 3 mos
B. Riley Wealth ManagementBroker
December 2012 - November 2024 · 11 yrs 11 mos
B Riley Wealth Management
December 2012 - December 2022 · 10 yrs
Sanders Morris Harris INC.
June 2006 - December 2012 · 6 yrs 6 mos
Sanders Morris Harris INC.Broker
February 2003 - December 2012 · 9 yrs 10 mos
Smh Capital Advisors, INC.
February 2003 - December 2006 · 3 yrs 10 mos
Banc One Securities Corporation
April 1993 - February 2003 · 9 yrs 10 mos
Banc One Securities CorporationBroker
April 1993 - February 2003 · 9 yrs 10 mos
Banc One Securities CorporationBroker
October 1990 - July 1992 · 1 yr 9 mos
Mbank Capital Markets, INC.Broker
September 1990 - October 1990 · 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1988 - September 1989 · 1 yr 5 mos
H.D. Vest Investment Securities, INC.Broker
May 1987 - March 1988 · 10 mos
State Registrations15 states
ARCAGAHIILKSMDNCNMNYOHPATXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Houston, TX →All financial advisors in Texas →
Lisa Marcelli - Financial Advisor | TrueAdvisor