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Clifford Cook

41 Years of Experience
St. Petersburg, FL
Broker

Clifford Cook is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in St. Petersburg, FL, with 41 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

100 2nd Avenue S, Suite 300, St. Petersburg, FL, 33701

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Clifford is the owner and president of Clifford Cook Wealth Management since 2017. He spends minimal time on this activity.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
July 2015 - Present · 10 yrs 10 mos
Raymond James Financial Services, INC.Broker
July 2015 - Present · 10 yrs 10 mos
Previous Registrations
Raymond James & Associates, INC.
March 2005 - July 2015 · 10 yrs 4 mos
Raymond James & Associates, INC.Broker
February 2005 - July 2015 · 10 yrs 5 mos
UBS Financial Services INC.
September 1997 - March 2005 · 7 yrs 6 mos
UBS Financial Services INC.Broker
September 1997 - March 2005 · 7 yrs 6 mos
Prudential Securities IncorporatedBroker
August 1989 - September 1997 · 8 yrs 1 mo
Thomson Mckinnon Securities INC.Broker
October 1986 - August 1989 · 2 yrs 10 mos
Certified Capital CorporationBroker
January 1985 - October 1986 · 1 yr 9 mos
State Registrations27 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.