Gregory Powell
Gregory Powell is a registered investment advisor at LPL Financial LLC, based in Birmingham, AL, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
5825 Feldspar Way, Birmingham, AL, 35244
Get directionsHistory
Regulatory History (5)
Customer Dispute
March 2017Customer Dispute
October 2009Customer Dispute
March 2005Customer Dispute
March 2005Customer Dispute
December 2001Other Business ActivitiesSells Insurance
Gregory is involved in several business and community activities. These include DBAs for his LPL business, owning an office building for tax/investment purposes, acting as a trustee, potential sales of non-variable life insurance, owning an educational material development company, and serving on various boards.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Morgan Stanley
Morgan Stanley Dw INC.Broker
Morgan Keegan & Company, INC.Broker
State Registrations42 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.