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Charles Terry

LPL Financial LLC
38 Years of Experience
Birmingham, AL
BrokerSells Insurance
View SEC Summary
View SEC Summary

Charles Terry is a CFP-designated registered investment advisor at LPL Financial LLC, based in Birmingham, AL, with 38 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2700 Highway 280 E, Ste 130, Birmingham, AL, 35223

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Charles is involved with Lifestyle Financial Network, LLC as a DBA for his LPL business, selling non-variable insurance, and providing tax preparation/accounting services. All of these activities are investment-related.

Employment History
Current Registrations
LPL Financial LLC
March 2023 - Present · 3 yrs 7 mos
LPL Financial LLCBroker
March 2023 - Present · 3 yrs 7 mos
LPL Financial LLC
March 2023 - Present · 3 yrs 7 mos
Previous Registrations
Securities America Advisors, INC.
January 2005 - April 2023 · 18 yrs 3 mos
Securities America, INC.Broker
December 1999 - April 2023 · 23 yrs 4 mos
The Financial Service Group
September 1995 - December 2004 · 9 yrs 3 mos
Mutual Service CorporationBroker
January 1995 - December 1999 · 4 yrs 11 mos
Lamarco, INC.Broker
December 1986 - December 1993 · 7 yrs
State Registrations7 states
ALCAFLGAOHTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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