Thomas Behlke
Thomas Behlke is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Independence, OH, with 41 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
4807 Rockside Rd., Suite 400, Independence, OH, 44131
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is an Investment Advisory Representative at Behlke Financial, a sole proprietorship and registered investment advisor, dedicating significantly more than full-time hours to this role. He also owns an insurance business, spending minimal time reviewing fixed insurance policies for clients.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Behlke Financial
Previous Registrations
Fsc Securities Corporation
Fsc Securities CorporationBroker
Pan-American Investment Advisers, INC.
Pan-American Financial AdvisersBroker
American Capital CorporationBroker
Royal Alliance Associates, INC.Broker
Integrated Resources Equity CorporationBroker
American Express Financial Advisors INC.Broker
Ids Financial Services INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.