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CFP
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CFP

Robert Ross

Ameriprise Financial Services, LLC
39 Years of Experience
Independence, OH
1 DisclosureBrokerSells Insurance
View SEC Summary
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Robert Ross is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Independence, OH, with 39 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12908 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4401 Rockside Rd, Suite 406, Independence, OH, 44131

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
July 1997
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Robert is an independent insurance broker with Midland National Life since 1989, selling term life insurance. He also oversees the financials of his Ameriprise practice, is President of IFS Partners Agency, Inc. (taking about a third of his time), manages an Air BNB, and serves on the advisory board for Kairos Wellness Center.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
January 2021 - Present · 5 yrs 9 mos
Ameriprise Financial Services, LLC
January 2021 - Present · 5 yrs 9 mos
Ameriprise Financial Services, LLCBroker
January 2021 - Present · 5 yrs 9 mos
Previous Registrations
Next Financial Group, INC.
June 2011 - January 2021 · 9 yrs 7 mos
Next Financial Group, INC.Broker
May 2011 - January 2021 · 9 yrs 8 mos
Sigma Financial CorporationBroker
March 2002 - May 2002 · 2 mos
Spc
February 2002 - May 2011 · 9 yrs 3 mos
Sammons Securities Company, LLCBroker
February 2002 - May 2011 · 9 yrs 3 mos
Walnut Street Securities, INC.Broker
October 1997 - February 2002 · 4 yrs 4 mos
Pnmr Securities, INC.Broker
January 1992 - July 1997 · 5 yrs 6 mos
North American Management, INC.Broker
February 1989 - December 1991 · 2 yrs 10 mos
Sma Equities, INC.Broker
December 1985 - August 1987 · 1 yr 8 mos
State Registrations39 states
ALARAZCACOCTDCDEFLGAIAIDILINKSKYLAMAMDMIMNMOMSNCNHNJNVNYOHORPASCTNTXVAWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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