DN
DN

Douglas Nani

31 Years of Experience
Providence, RI
1 DisclosureBroker

Douglas Nani is a registered investment advisor at Morgan Stanley, based in Providence, RI, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

One Financial Plaza, 19th Floor, Providence, RI, 02903

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2001
Denied
Other Business Activities

Douglas is involved in several real estate holding and investment LLCs, including Moortown Realty LLC, Alwoodley Realty, LLC, Sitwell Park, LLC, and Sandmoor Realty, LLC, where he serves as a manager, board member, or owner. He also serves on the Parish Finance Council for St. Sebastien Church and holds power of attorney for an undisclosed individual.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
February 2006 - June 2009 · 3 yrs 4 mos
Citigroup Global Markets INC.
February 2006 - June 2009 · 3 yrs 4 mos
Legg Mason Wood Walker INC
August 1995 - February 2006 · 10 yrs 6 mos
Legg Mason Wood Walker, IncorporatedBroker
July 1995 - February 2006 · 10 yrs 7 mos
Dean Witter Reynolds INC.Broker
March 1994 - July 1995 · 1 yr 4 mos
State Registrations24 states
ALAZCACOCTDCDEFLGAILMAMEMIMSNCNHNJNVNYPARISCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Douglas Nani - Financial Advisor | TrueAdvisor