Douglas Nani is a registered investment advisor at Morgan Stanley, based in Providence, RI, with 32 years of industry experience. Douglas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
One Financial Plaza, 19th Floor, Providence, RI, 02903
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Regulatory History (1)
Customer Dispute
December 2001Other Business Activities
Douglas is involved in several real estate holding and investment LLCs, including Moortown Realty LLC, Alwoodley Realty, LLC, Sitwell Park, LLC, and Sandmoor Realty, LLC, where he serves as a manager, board member, or owner. He also serves on the Parish Finance Council for St. Sebastien Church and holds power of attorney for an undisclosed individual.
Employment History
Current Registrations
Morgan StanleyBroker
Morgan Stanley
Previous Registrations
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Legg Mason Wood Walker INC
Legg Mason Wood Walker, IncorporatedBroker
Dean Witter Reynolds INC.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
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