MD
MD

Matthew D'ambra

31 Years of Experience
Providence, RI
1 DisclosureBroker

Matthew D'ambra is a registered investment advisor at Morgan Stanley, based in Providence, RI, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

One Financial Plaza, 19th Floor, Providence, RI, 02903

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2009
Denied
Other Business Activities

Matthew coaches the high school basketball team at Bishop Hendricken High School as an employee. This activity occurs after business hours and requires minimal time.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
September 2006 - June 2009 · 2 yrs 9 mos
Citigroup Global Markets INC.
September 2006 - June 2009 · 2 yrs 9 mos
Morgan Stanley
August 1995 - October 2006 · 11 yrs 2 mos
Morgan Stanley Dw INC.Broker
May 1995 - October 2006 · 11 yrs 5 mos
G.R. Stuart & Company, INC.Broker
March 1995 - May 1995 · 2 mos
State Registrations28 states
AZCACOCTFLGAIAILINKYMAMEMONCNHNJNVNYOHORPARISCTXVAVTWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.