SS
SS
Scott Siegel is a registered investment advisor at Morgan Stanley, based in Boca Raton, FL, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
595 South Federal Highway, Suite 400, Boca Raton, FL, 33432
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 1995Award / Judgment
Other Business Activities
Scott is the owner of Jamanda Holding LLC, a real estate investment company, since 2016. He also serves on the finance committees of Mountain Ridge Country Club and Royal Palm Yacht and Country Club, offering financial recommendations but not making investment decisions.
Employment History
Current Registrations
Morgan Stanley
April 2014 - Present · 12 yrs 1 mo
Morgan StanleyBroker
August 2013 - Present · 12 yrs 9 mos
Previous Registrations
J.P. Morgan Securities LLC
July 2003 - September 2013 · 10 yrs 2 mos
J.P. Morgan Securities LLCBroker
April 2002 - September 2013 · 11 yrs 5 mos
Lehman Brothers INC.Broker
February 2001 - April 2002 · 1 yr 2 mos
Bear, Stearns & CO. INC.Broker
April 1998 - March 2001 · 2 yrs 11 mos
First Institutional Securities, L.L.C.Broker
March 1989 - April 1998 · 9 yrs 1 mo
Broadway Financial Investment Services CORP.Broker
February 1989 - December 1989 · 10 mos
Glickenhaus & CO. - New JerseyBroker
December 1986 - February 1989 · 2 yrs 2 mos
Liss Tenner & Goldberg Securities CorporationBroker
May 1985 - December 1986 · 1 yr 7 mos
Bevill, Bresler & Schulman IncorporatedBroker
September 1984 - April 1985 · 7 mos
State Registrations48 states
AKALAZCACOCTDCDEFLGAHIIAIDILINKSLAMAMDMEMIMNMOMSMTNCNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTVirgin IslandsWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.