LS
ChFC
LS
ChFC

Lawrence Seiden

35 Years of Experience
Melville, NY
1 DisclosureBroker

Lawrence Seiden is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Melville, NY, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

501 Walt Whitman Road, Melville, NY, 11747

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2009
Settled
Other Business Activities

Lawrence has a financial institution duty at Bethpage Federal Credit Union since 2018. He also operates under the DBA FourLeaf Financial Group for his LPL business, dedicating nearly full-time hours to it.

Employment History
Current Registrations
LPL Financial LLC
February 2018 - Present · 8 yrs 3 mos
LPL Financial LLC
February 2018 - Present · 8 yrs 3 mos
LPL Financial LLCBroker
February 2018 - Present · 8 yrs 3 mos
Previous Registrations
Invest Financial Corporation
July 2012 - February 2018 · 5 yrs 7 mos
Invest Financial CorporationBroker
August 2011 - February 2018 · 6 yrs 6 mos
Uvest Financial Services Group, INC.Broker
April 2007 - August 2011 · 4 yrs 4 mos
Uvest Financial Services Group, INC.
April 2007 - April 2007 · 0 mos
Morgan Stanley & CO., Incorporated
April 2007 - April 2007 · 0 mos
Morgan Stanley & CO., IncorporatedBroker
April 2007 - April 2007 · 0 mos
Morgan Stanley
December 2005 - April 2007 · 1 yr 4 mos
Morgan Stanley Dw INC.Broker
December 2005 - April 2007 · 1 yr 4 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
August 1990 - December 2005 · 15 yrs 4 mos
State Registrations15 states
CACOCTDEFLMAMDNCNHNJNYPASCVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Lawrence Seiden - Financial Advisor | TrueAdvisor