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Jason Schwartz

Equitable Advisors, LLC
40 Years of Experience
Melville, NY
1 DisclosureBrokerSells Insurance
View SEC Summary
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Jason Schwartz is a registered investment advisor at Equitable Advisors, LLC, based in Melville, NY, with 40 years of industry experience. Jason is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning, and 1 more. Their firm serves 73,011 clients with $42B in assets under management.

Equitable Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4651 advisors
Number of Clients
73,011 clients
Average Client Portfolio
$582K average
Assets Under Management
$42.5B

Fee Structure

Planning is included in investment management (also available separately)

Equitable Advisors offers investment management through LPL Financial programs and third-party asset managers (TAMPs). Fees vary depending on the program and assets invested.

For LPL programs like SAM, fees are based on a percentage of your portfolio. In some cases, you can choose whether to pay transaction charges directly or have the advisor pay them, which affects the overall advisory fee.

When using TAMPs, the fees are determined by the TAMP and a portion is paid to Equitable Advisors. The specific fees, minimums, and arrangements vary by TAMP, so it's important to review their brochures.

Equitable Advisors also offers ERISA fiduciary services to retirement plans, with fees determined by the specific services provided.

View Full SEC Brochure

Location

395 North Service Road, Suite 206, Melville, NY, 11747

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
November 1995
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Jason is the President of Other Insurance and a Member/Board of Directors for Engineers Country Club. He is also an investor in ECC Lender, LLC and a Managing Partner at Premier Consulting Partners.

Employment History
Current Registrations
Equitable Advisors, LLC
January 2007 - Present · 19 yrs 9 mos
Equitable Advisors, LLCBroker
October 2006 - Present · 20 yrs
Previous Registrations
North Ridge Securities CORP.Broker
September 2005 - September 2006 · 1 yr
Gunnallen Financial, INCBroker
March 2005 - August 2005 · 5 mos
Ws Griffith Securities, INC.Broker
September 2003 - June 2004 · 9 mos
Aegis Capital CORP.Broker
May 1996 - October 2003 · 7 yrs 5 mos
Bear, Stearns & CO. INC.Broker
June 1986 - November 1995 · 9 yrs 5 mos
A. F. Best Securities, INC.Broker
August 1985 - June 1986 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1984 - August 1985 · 11 mos
State Registrations41 states
AKARAZCACOCTDCDEFLGAHIIAILINKSKYLAMAMDMIMNNCNDNHNJNMNVNYOHOKORPASCSDTNTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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