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Gordon Bryan

41 Years of Experience
Terre Haute, IN
5 DisclosuresBroker

Gordon Bryan is a registered investment advisor at Ameriprise Financial Services, LLC, based in Terre Haute, IN, with 41 years of industry experience. Gordon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

2335 E Margaret Dr, Terre Haute, IN, 47802

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
March 2021
Final
Customer Dispute
January 2020
Settled
Employment Separation After Allegations
October 2018
Customer Dispute
March 2003
Denied
Customer Dispute
February 1990
Settled
Other Business Activities

Gordon owns real estate, including land and other properties, and is a co-owner of GordonRiley LLC. He also serves on the board of directors for Bryan.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
December 2018 - Present · 7 yrs 4 mos
Ameriprise Financial Services, LLC
December 2018 - Present · 7 yrs 4 mos
Ameriprise Financial Services, LLCBroker
December 2018 - Present · 7 yrs 4 mos
Previous Registrations
Ameriprise Financial Services, INC.
December 2018 - December 2018 · 0 mos
Wells Fargo Clearing Services, LLCBroker
May 2009 - November 2018 · 9 yrs 6 mos
Wells Fargo Clearing Services, LLC
May 2009 - November 2018 · 9 yrs 6 mos
Citigroup Global Markets INC.
November 2005 - June 2009 · 3 yrs 7 mos
Citigroup Global Markets INC.Broker
November 2005 - June 2009 · 3 yrs 7 mos
Invest Financial Corporation
August 1998 - November 2005 · 7 yrs 3 mos
Invest Financial CorporationBroker
September 1997 - November 2005 · 8 yrs 2 mos
A. G. Edwards & Sons, INC.Broker
August 1984 - August 1997 · 13 yrs
State Registrations13 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Gordon Bryan - Financial Advisor | TrueAdvisor