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Elizabeth Stevens is a registered investment advisor at LPL Financial LLC, based in Buda, TX, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B
Fee Structure
Minimum Investment:$1K
Investment management only (planning not offered)
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
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Location
Buda, TX
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
March 2014Employment History
Current Registrations
LPL Financial LLC
April 2023 - Present · 3 yrs 1 mo
LPL Financial LLCBroker
April 2023 - Present · 3 yrs 1 mo
Previous Registrations
Hines Securities, INC.Broker
January 2023 - February 2023 · 1 mo
Coastal Investment Advisors
January 2022 - September 2022 · 8 mos
Coastal Equities, INC.Broker
January 2022 - September 2022 · 8 mos
Nextrend Securities, INC.Broker
April 2019 - January 2022 · 2 yrs 9 mos
Sandlapper Wealth Management, LLC
July 2014 - April 2019 · 4 yrs 9 mos
Sandlapper Securities, LLCBroker
June 2014 - April 2019 · 4 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2012 - April 2014 · 1 yr 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2012 - April 2014 · 1 yr 9 mos
Raymond James Financial Services Advisors, INC
January 2009 - July 2012 · 3 yrs 6 mos
Raymond James Financial Services
October 2005 - January 2009 · 3 yrs 3 mos
Raymond James Financial Services, INC.Broker
August 2002 - July 2012 · 9 yrs 11 mos
NFP Securities, INC.Broker
March 2000 - October 2001 · 1 yr 7 mos
Raymond James & Associates, INC.Broker
January 1991 - December 1999 · 8 yrs 11 mos
Invest Financial CorporationBroker
May 1988 - January 1991 · 2 yrs 8 mos
Painewebber IncorporatedBroker
October 1985 - June 1988 · 2 yrs 8 mos
Raymond James & Associates, INC.Broker
December 1984 - November 1985 · 11 mos
Investment Management & Research, INCBroker
August 1984 - November 1984 · 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.