TrueAdvisor
TrueAdvisor
ES
ES

Elizabeth Stevens

LPL Financial LLC
40 Years of Experience
Buda, TX
1 DisclosureBroker
View SEC Summary
View SEC Summary

Elizabeth Stevens is a registered investment advisor at LPL Financial LLC, based in Buda, TX, with 40 years of industry experience. Elizabeth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Buda, TX

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
March 2014
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
LPL Financial LLC
April 2023 - Present · 3 yrs 6 mos
LPL Financial LLCBroker
April 2023 - Present · 3 yrs 6 mos
Previous Registrations
Hines Securities, INC.Broker
January 2023 - February 2023 · 1 mo
Coastal Investment Advisors
January 2022 - September 2022 · 8 mos
Coastal Equities, INC.Broker
January 2022 - September 2022 · 8 mos
Nextrend Securities, INC.Broker
April 2019 - January 2022 · 2 yrs 9 mos
Sandlapper Wealth Management, LLC
July 2014 - April 2019 · 4 yrs 9 mos
Sandlapper Securities, LLCBroker
June 2014 - April 2019 · 4 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2012 - April 2014 · 1 yr 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2012 - April 2014 · 1 yr 9 mos
Raymond James Financial Services Advisors, INC
January 2009 - July 2012 · 3 yrs 6 mos
Raymond James Financial Services
October 2005 - January 2009 · 3 yrs 3 mos
Raymond James Financial Services, INC.Broker
August 2002 - July 2012 · 9 yrs 11 mos
NFP Securities, INC.Broker
March 2000 - October 2001 · 1 yr 7 mos
Raymond James & Associates, INC.Broker
January 1991 - December 1999 · 8 yrs 11 mos
Invest Financial CorporationBroker
May 1988 - January 1991 · 2 yrs 8 mos
Painewebber IncorporatedBroker
October 1985 - June 1988 · 2 yrs 8 mos
Raymond James & Associates, INC.Broker
December 1984 - November 1985 · 11 mos
Investment Management & Research, INCBroker
August 1984 - November 1984 · 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Buda, TX →All financial advisors in Texas →