DD
CFP
DD
CFP
David Donovan is a CFP-designated registered investment advisor at Morgan Stanley, based in Greenwich, CT, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
One Fawcett Place, 3rd Floor, Greenwich, CT, 06830
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2022Denied
Customer Dispute
April 2000Closed-No Action
Other Business Activities
David is involved with a trust in Manhasset, New York since 2006. This investment-related activity takes minimal time.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
November 2005 - June 2009 · 3 yrs 7 mos
Citigroup Global Markets INC.Broker
October 2005 - June 2009 · 3 yrs 8 mos
Merrill Lynch Pierce Fenner & Smith INC.
June 2001 - October 2005 · 4 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1985 - October 2005 · 20 yrs 7 mos
State Registrations41 states
ARAZCACOCTDCDEFLGAHIIAIDILINKSKYMAMDMEMIMNMONCNHNJNMNVNYOHOKORPARISCTXUTVAVTWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.