JF
JF

John Friedman

32 Years of Experience
Greenwich, CT
2 DisclosuresBroker

John Friedman is a registered investment advisor at Morgan Stanley, based in Greenwich, CT, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

One Fawcett Place, 3rd Floor, Greenwich, CT, 06830

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History

Regulatory History (2)
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Customer Dispute
May 2023
Settled
Customer Dispute
December 2013
Closed-No Action
Other Business Activities

John is involved in several investment-related activities, including being a lender for 45 Irving LLC and an investor in Capital Real Estate Management and Venao West. He also dedicates a few hours per month as an officer for a GoFundMe campaign to support the Kuna Indians, which is a non-investment related activity.

Employment History
Current Registrations
Morgan Stanley
August 2024 - Present · 1 yr 9 mos
Morgan StanleyBroker
August 2024 - Present · 1 yr 9 mos
Previous Registrations
J.P. Morgan Securities LLC
March 2016 - August 2024 · 8 yrs 5 mos
J.P. Morgan Securities LLCBroker
May 2010 - August 2024 · 14 yrs 3 mos
Morgan Stanley Smith BarneyBroker
June 2009 - May 2010 · 11 mos
Citigroup Global Markets INC.Broker
November 1994 - June 2009 · 14 yrs 7 mos
Cowen & CO.Broker
May 1993 - September 1994 · 1 yr 4 mos
State Registrations38 states
AZCACOCTDCDEFLGAHIILINKSKYLAMAMDMEMIMNMONCNENHNJNVNYOHOKORPARISCTXVAVTWAWIWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.