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Philip Yockey
39 Years of Experience
Ballwin, MO
2 DisclosuresBroker
Philip Yockey is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Ballwin, MO, with 39 years of industry experience. Philip operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1140 advisors
IM Fee
Planning only
Assets Under Management
$1.5B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
1393 Big Bend Rd, Ballwin, MO, 63021
Get directionsHistory
Regulatory History (2)
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Customer Dispute
February 2016Denied
Customer Dispute
September 2013Denied
Employment History
Current Registrations
U.S. Bancorp Advisors, LLC
February 2026 - Present · 3 mos
U.S. Bancorp Advisors, LLCBroker
February 2026 - Present · 3 mos
Previous Registrations
U.S. Bancorp Investments, INC.Broker
September 2013 - February 2026 · 12 yrs 5 mos
U.S. Bancorp Investments, INC.
September 2013 - February 2026 · 12 yrs 5 mos
PNC InvestmentsBroker
November 2009 - September 2013 · 3 yrs 10 mos
PNC Investments
November 2009 - September 2013 · 3 yrs 10 mos
Natcity Investments, INC.Broker
July 2009 - November 2009 · 4 mos
Natcity Investments, INC.
July 2009 - November 2009 · 4 mos
Mercury Securities, LLCBroker
November 2007 - December 2008 · 1 yr 1 mo
The Tilted Funds Group, LLC
April 2007 - December 2008 · 1 yr 8 mos
Saxony Capital Management, LLC
August 2004 - September 2007 · 3 yrs 1 mo
Saxony Securities, INC.Broker
February 2004 - November 2005 · 1 yr 9 mos
Absolute Return Advisors, LTD.Broker
November 2001 - May 2003 · 1 yr 6 mos
Absolute Return Advisors, LTD.Broker
August 2001 - November 2001 · 3 mos
Forsyth Securites, INC.Broker
October 1999 - June 2001 · 1 yr 8 mos
Johnson Research & Capital IncorporatedBroker
March 1995 - September 1999 · 4 yrs 6 mos
Stifel, Nicolaus & Company, IncorporatedBroker
July 1994 - April 1995 · 9 mos
Stifel, Nicolaus & Company, IncorporatedBroker
November 1993 - May 1994 · 6 mos
Oppenheimer & CO., INC.Broker
July 1992 - November 1993 · 1 yr 4 mos
Lehman Brothers INC.Broker
October 1987 - August 1992 · 4 yrs 10 mos
William Blair & CompanyBroker
August 1986 - November 1987 · 1 yr 3 mos
Lehman Brothers INC.Broker
September 1984 - August 1992 · 7 yrs 11 mos
State Registrations16 states
CACOFLGAILLAMIMNMOMSORTNTXUTVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.