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Frederick Blagg

36 Years of Experience
Hot Springs, AR
1 DisclosureBroker

Frederick Blagg is a registered investment advisor at Stephens, based in Hot Springs, AR, with 36 years of industry experience. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 21,784 clients with $16B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
251 advisors
Number of Clients
21,784 clients
Average Client Portfolio
$755K average
Assets Under Management
$16.4B

Fee Structure

Stephens Inc. offers several investment management programs with fees based on a percentage of assets managed. Fees are negotiable and vary from client to client. Fees for some programs are charged quarterly in arrears, while others are charged monthly in advance. Clients may also incur markups or markdowns on fixed income transactions. Some programs may also have performance-based fees.

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Location

161 Television Hill Road, Hot Springs, AR, 71913

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History

Regulatory History (1)
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Customer Dispute
August 2009
Denied
Employment History
Current Registrations
Stephens
October 1999 - Present · 26 yrs 7 mos
StephensBroker
September 1999 - Present · 26 yrs 8 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1996 - September 1999 · 3 yrs 4 mos
Dean Witter Reynolds INC.Broker
July 1995 - May 1996 · 10 mos
Boatmen's Investment Services of Arkansas, INC.Broker
February 1990 - June 1996 · 6 yrs 4 mos
State Registrations39 states
AKALARAZCACOFLGAIDILINKSKYLAMDMEMIMNMOMSMTNCNDNENJNVNYOHOKORPASCSDTNTXVAWAWIWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.