Susan Santamaria
Susan Santamaria is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Austin, TX, with 41 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
14101 W Highway 290, Suite 800, Austin, TX, 78737
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
October 2015Other Business Activities
Susan is an owner of S/R Santamaria Associates, a support company, since 2016. She spends minimal time maintaining a bank account, paying business expenses, and managing business-related contracts.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Edward Jones
Edward JonesBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Shearson Lehman Brothers INC.Broker
Rodman & Renshaw INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.