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Susan Santamaria

Raymond James Financial Services Advisors, INC
41 Years of Experience
Austin, TX
1 DisclosureBroker
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Susan Santamaria is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Austin, TX, with 41 years of industry experience. Susan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

14101 W Highway 290, Suite 800, Austin, TX, 78737

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
October 2015
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Other Business Activities

Susan is an owner of S/R Santamaria Associates, a support company, since 2016. She spends minimal time maintaining a bank account, paying business expenses, and managing business-related contracts.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
November 2015 - Present · 10 yrs 11 mos
Raymond James Financial Services, INC.Broker
October 2015 - Present · 11 yrs
Previous Registrations
Edward Jones
November 2006 - November 2015 · 9 yrs
Edward JonesBroker
December 1998 - November 2015 · 16 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1985 - November 1998 · 13 yrs 7 mos
Shearson Lehman Brothers INC.Broker
March 1985 - April 1985 · 1 mo
Rodman & Renshaw INC.Broker
September 1984 - January 1985 · 4 mos
State Registrations19 states
ALAZCACOFLGAILINLAMAMIMSNYORPATXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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