TrueAdvisor
TrueAdvisor
KW
KW

Kelly Webb

Raymond James Financial Services Advisors, INC
27 Years of Experience
Austin, TX
1 DisclosureBroker
View SEC Summary
View SEC Summary

Kelly Webb is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Austin, TX, with 27 years of industry experience. Kelly is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5000 Plaza on the Lake, # 175, Austin, TX, 78746

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
January 2014
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Kelly is the owner of KNL Investments, a support company, and spends minimal time on it. She also owns rental real estate and works as a sports official, dedicating about 10-20% of her time to the latter.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2010 - Present · 16 yrs 9 mos
Raymond James Financial Services, INC.
January 2010 - Present · 16 yrs 9 mos
Raymond James Financial Services, INC.Broker
January 2010 - Present · 16 yrs 9 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
January 2009 - January 2010 · 1 yr
Raymond James Financial Services
May 2007 - January 2009 · 1 yr 8 mos
Raymond James Financial Services, INC.Broker
January 2004 - January 2010 · 6 yrs
Edward JonesBroker
June 1999 - January 2004 · 4 yrs 7 mos
State Registrations16 states
AZCOFLGAKYLAMIMNNCNENMOKTXVAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Austin, TX →All financial advisors in Texas →