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Anthony Lee is a registered investment advisor, based in Short Hills, NJ, with 39 years of industry experience.
Location
51 Jfk Parkway, First Floor West, Short Hills, NJ, 07078
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Regulatory History (1)
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Judgment / Lien
March 2023Other Business ActivitiesSells Insurance
Anthony is an insurance agent since 2008 and the president of Cardinal Hill Wealth Advisory Group, dedicating full-time hours to this role. He also serves as a trustee for Montgomery Academy Foundation, spends a few hours per week with Send Out Cards, and works as a referral consultant for ADP.
Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 10 mos
Cetera Advisors LLC
September 2022 - Present · 3 yrs 10 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 8 mos
Previous Registrations
First Allied Advisory Services, INC.
July 2012 - November 2020 · 8 yrs 4 mos
First Allied Securities, INC.Broker
December 2008 - September 2022 · 13 yrs 9 mos
First Allied Securities, INC.
December 2008 - July 2012 · 3 yrs 7 mos
First Montauk Securities CORP.
January 2001 - December 2008 · 7 yrs 11 mos
First Montauk Securities CORP.Broker
July 1998 - December 2008 · 10 yrs 5 mos
First Albany CorporationBroker
June 1995 - July 1998 · 3 yrs 1 mo
Josephthal Lyon & Ross IncorporatedBroker
June 1992 - June 1995 · 3 yrs
Prime Charter LTD.Broker
January 1992 - May 1992 · 4 mos
Painewebber IncorporatedBroker
April 1990 - December 1990 · 8 mos
Oppenheimer & CO., INC.Broker
January 1988 - April 1990 · 2 yrs 3 mos
L. F. Rothschild & CO. IncorporatedBroker
June 1987 - May 1988 · 11 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
February 1986 - January 1987 · 11 mos
Macpeg, Ross, O'connell & Goldaber, INC.Broker
February 1985 - July 1987 · 2 yrs 5 mos
State Registrations9 states
CACTDCFLHINJNVNYVA
AdvisorBrokerBoth
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Exams
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