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Charles Klumpp

Pacific Pension Advisors LLC
23 Years of Experience
Mission Viejo, CA
View SEC Summary
View SEC Summary

Charles Klumpp is a registered investment advisor at Pacific Pension Advisors LLC, based in Mission Viejo, CA, with 23 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Insurance Planning, and 3 more.

Pacific Pension Advisors LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees vary by third-party manager and strategy, ranging up to a maximum annual fee of 2.00%. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

27201 Puerta Real, Suite 300, Mission Viejo, CA, 92691-8590

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Pacific Pension Advisors LLC
July 2026 - Present · 3 mos
Previous Registrations
Pacific Financial Advisory Group LLC
January 2018 - December 2025 · 7 yrs 11 mos
Waddell & Reed
June 2016 - February 2017 · 8 mos
Waddell & ReedBroker
June 2016 - February 2017 · 8 mos
Transamerica Financial Advisors, INC.
September 2013 - December 2015 · 2 yrs 3 mos
Transamerica Financial Advisors, INCBroker
August 2013 - December 2015 · 2 yrs 4 mos
Nebs Financial Services, INC.Broker
October 2002 - December 2002 · 2 mos
Legend Equities CorporationBroker
January 2002 - October 2002 · 9 mos
Ameritas Investment CORP.Broker
May 2000 - December 2001 · 1 yr 7 mos
Park Avenue Securities LLCBroker
March 2000 - May 2000 · 2 mos
Lsa Securities, INC.Broker
October 1999 - January 2000 · 3 mos
Ameritas Investment CORP.Broker
April 1998 - September 1999 · 1 yr 5 mos
Gateway Investment Services, INC.Broker
March 1997 - March 1998 · 1 yr
Financial Network Investment CorporationBroker
April 1995 - September 1996 · 1 yr 5 mos
Consolidated Investment Services, INC.Broker
September 1994 - February 1995 · 5 mos
Hornor, Townsend & Kent, INC.Broker
November 1993 - July 1994 · 8 mos
Griffin Financial ServicesBroker
March 1989 - September 1989 · 6 mos
Princor Financial Services CorporationBroker
March 1989 - March 1989 · 0 mos
Gna Securities, INC.Broker
October 1988 - December 1988 · 2 mos
Griffin Financial ServicesBroker
July 1987 - September 1989 · 2 yrs 2 mos
Walnut Street Securities, INC.Broker
June 1987 - April 1988 · 10 mos
Princor Financial Services CorporationBroker
July 1985 - February 1987 · 1 yr 7 mos
State Registrations1 state
CA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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