Stephen Nitz is a CFP-designated registered investment advisor, based in Newtown, CT, with 39 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold.
Location
32 Church Hill Road, Suite 107, Newtown, CT, 06470
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Regulatory History (3)
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Customer Dispute
October 2024Denied
Customer Dispute
May 2024Denied
Customer Dispute
April 2024Denied
Employment History
Current Registrations
Steward Partners Investment Solutions, LLC
May 2024 - Present · 2 yrs 5 mos
Steward Partners Investment Advisory, LLC
May 2024 - Present · 2 yrs 5 mos
Steward Partners Investment Solutions, LLCBroker
May 2024 - Present · 2 yrs 5 mos
Previous Registrations
Osaic Institutions, INC.
June 2007 - May 2024 · 16 yrs 11 mos
Osaic Institutions, INC.Broker
May 2007 - May 2024 · 17 yrs
Capital Brokerage CorporationBroker
April 2005 - April 2007 · 2 yrs
Hartford Equity Sales Company INC.Broker
November 2002 - November 2004 · 2 yrs
Infinex Investments, INC.Broker
April 1999 - May 2001 · 2 yrs 1 mo
Nationwide Investment Services CorporationBroker
July 1996 - April 1999 · 2 yrs 9 mos
Financial Horizons Securities CorporationBroker
November 1995 - July 1996 · 8 mos
Compulife Investor Services, INC.Broker
March 1991 - August 1995 · 4 yrs 5 mos
Landmark Brokerage Services, INC.Broker
September 1988 - February 1991 · 2 yrs 5 mos
American Express Financial Advisors INC.Broker
July 1985 - July 1988 · 3 yrs
Ids Financial Services INC.Broker
July 1985 - December 1986 · 1 yr 5 mos
First Investors CorporationBroker
December 1984 - August 1985 · 8 mos
Becker Paribas IncorporatedBroker
September 1984 - January 1985 · 4 mos
State Registrations12 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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