Paul Mccarthy
Paul Mccarthy is a registered investment advisor at Investment Management Services Group, LLC, based in Melbourne, FL, with 35 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 101 clients with $9.6M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $50K | 1.50% |
| $50K - $1000K | 1.25% |
| $1M+ | 1.00% |
Fees may be negotiable within each tier depending on the size and complexity of the portfolio.
Fee Estimator
Location
4800 Dairy Road, Suite 101, Melbourne, FL, 32904
Get directionsHistory
Regulatory History (6)
Regulatory
October 2015Customer Dispute
November 2008Regulatory
November 2008Employment Separation After Allegations
September 2008Employment Separation After Allegations
April 2006Employment Separation After Allegations
August 2002Other Business ActivitiesSells Insurance
Paul is the Vice President and an insurance agent at IMS Partners, Inc. since 2002, managing an insurance agency and selling insurance products, taking about half of his time.
Employment History
Current Registrations
Investment Management Services Group, LLC
Previous Registrations
United Planners' Financial Services of America a Limited PartnerBroker
Empire Financial Group, INC.Broker
Summit Brokerage Services, INC.Broker
Locust Street Securities, INC.Broker
Royal Alliance Associates, INC.Broker
Integrated Resources Equity CorporationBroker
Dean Witter Reynolds INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.