SL
CFA
SL
CFA

Stanley Lee

40 Years of Experience
New York, NY
Broker

Stanley Lee is a CFA-designated registered investment advisor at Neuberger Berman Bd LLC, based in New York, NY, with 40 years of industry experience. Stanley operates on a fee-only basis, meaning they do not earn commissions from product sales.

Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
Loading...

Location

1290 Avenue of the Americas, New York, NY, 10104

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Stanley provides portfolio management services to Neuberger Berman BD LLC clients, including separate accounts and pooled investment vehicles, managed by Neuberger Berman Investment Advisers LLC. This is concurrent with his duties as a Registered Representative.

Employment History
Current Registrations
Neuberger Berman Bd LLC
September 2008 - Present · 17 yrs 8 mos
Neuberger Berman Bd LLC
September 2008 - Present · 17 yrs 8 mos
Neuberger Berman Bd LLCBroker
September 2008 - Present · 17 yrs 8 mos
Previous Registrations
David J. Greene and Company, LLC
October 1992 - September 2008 · 15 yrs 11 mos
David J. Greene and Company, LLCBroker
October 1992 - September 2008 · 15 yrs 11 mos
Painewebber IncorporatedBroker
May 1989 - October 1992 · 3 yrs 5 mos
Drexel Burnham Lambert IncorporatedBroker
August 1985 - June 1989 · 3 yrs 10 mos
State Registrations40 states
AKARAZCACOCTDCDEFLGAHIIAIDILINKSLAMAMDMEMIMONCNHNJNMNVNYOHORPARISCTNTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Stanley Lee - Financial Advisor | TrueAdvisor