Arthur Day
Arthur Day is a registered investment advisor at Ashton Thomas Private Wealth, based in Sarasota, FL, with 32 years of industry experience. Arthur operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Corporate Executives, and 7 more. Their firm serves 3,229 clients with $6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.99% |
Annual advisory fees are negotiable and depend on objective and subjective factors such as asset size, account composition, and scope of services, not to exceed 2.99%.
Fee Estimator
Location
1000 South Tamiami Trail, Sarasota, FL, 34236
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2019Customer Dispute
January 2003Other Business Activities
Arthur is a board member for the Team Tony Cancer Foundation and the Richard A. Riffel Philanthropic Trust, dedicating a few hours per week to the former. He receives a stipend for serving on the board of the latter.
Employment History
Current Registrations
Ashton Thomas Private Wealth
Previous Registrations
Day Hagan Asset Management
UBS Financial Services INC.
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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