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CFA
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CFA

Ellen Shaer

Captrust
18 Years of Experience
Greenwich, CT
Broker
View SEC Summary
View SEC Summary

Ellen Shaer is a CFA-designated registered investment advisor at Captrust, based in Greenwich, CT, with 18 years of industry experience. Ellen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 41,750 clients with $1200B in assets under management.

Captrust
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
948 advisors
Number of Clients
41,750 clients
Average Client Portfolio
$29.6M average
Assets Under Management
$1236.7B

Fee Structure

Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.25%
$1.0M - $2.0M1.00%
$2.0M - $5.0M0.85%
$5M+0.70%

Fees are negotiable and may be higher, lower, or waived based on account size, investment approach, complexity, and relationship duration. Assets above $10M are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

83 Mason St, Greenwich, CT, 06830

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Ellen works as a consultant for Arbolus, a technology company, and provides M&A expertise as a consultant for multiple clients. These activities require minimal time commitment.

Employment History
Current Registrations
Captrust
August 2023 - Present · 3 yrs 2 mos
Capfinancial Securities, LLC.Broker
April 2015 - Present · 11 yrs 6 mos
Previous Registrations
Meadowcroft Securities INC.Broker
August 1995 - May 1998 · 2 yrs 9 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
April 1992 - January 1993 · 9 mos
Baring Brothers & CO., INC.Broker
September 1991 - December 1991 · 3 mos
Kidder, Peabody & CO. IncorporatedBroker
December 1987 - September 1990 · 2 yrs 9 mos
State Registrations1 state
CT
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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