KJ
CFP
KJ
CFP
Kevin Judge
25 Years of Experience
Stamford, CT
1 DisclosureBroker
Kevin Judge is a CFP-designated registered investment advisor at Charles Schwab & CO., INC., based in Stamford, CT, with 25 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Fixed/Hourly
Firm Size
8109 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
300 Atlantic St., Suite 130, Stamford, CT, 06901-3514
Get directionsHistory
Regulatory History (1)
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Criminal
September 1994Final Disposition
Employment History
Current Registrations
Charles Schwab & CO., INC.
December 2018 - Present · 7 yrs 5 mos
Charles Schwab & CO., INC.Broker
December 2018 - Present · 7 yrs 5 mos
Previous Registrations
Infinex Investments, INC.Broker
March 2013 - December 2018 · 5 yrs 9 mos
Infinex Investments, INC.
March 2013 - December 2018 · 5 yrs 9 mos
LPL Financial LLCBroker
October 2011 - March 2013 · 1 yr 5 mos
LPL Financial LLC
October 2011 - March 2013 · 1 yr 5 mos
Raymond James Financial Services Advisors, INC
March 2010 - October 2011 · 1 yr 7 mos
Raymond James Financial Services, INC.Broker
March 2010 - October 2011 · 1 yr 7 mos
Citigroup Global Markets INC.
May 2007 - March 2010 · 2 yrs 10 mos
Citigroup Global Markets INC.Broker
May 2007 - March 2010 · 2 yrs 10 mos
Citicorp Investment Services
October 2005 - May 2007 · 1 yr 7 mos
Citicorp Investment ServicesBroker
August 2005 - May 2007 · 1 yr 9 mos
Raymond James Financial Services, INC.Broker
April 2003 - July 2005 · 2 yrs 3 mos
Manulife Financial Securities LLCBroker
April 2001 - April 2003 · 2 yrs
Spencer Trask Securities IncorporatedBroker
January 1998 - June 1998 · 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1995 - April 1996 · 7 mos
State Registrations27 states
CACOCTDCDEFLIDILLAMAMDNCNHNJNMNVNYOKORPAPRRISCTXUTVAVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.