David Perlin is a registered investment advisor at Shepherd Kaplan LLC, based in Washington, DC, with 35 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Charitable Giving, Estate Planning, Financial Planning & Coaching, and 4 more.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
Washington, DC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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David works as a consultant/mentor for the Institute for Trading and Portfolio Management, an investment education company. He dedicates a few hours per week to this activity.
Employment History
Current Registrations
Shepherd Kaplan LLC
Previous Registrations
Pearl Investment Partners, LLC
Goldman Sachs & CO. LLCBroker
Agile Pt Group LLCBroker
Btig, LLCBroker
Hsbc Securities (USA) INC.Broker
Saratoga Capital MarketsBroker
Morgan Stanley & CO., IncorporatedBroker
Goldman, Sachs & CO.Broker
Cs First Boston CorporationBroker
Doft & CO., INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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