Thomas Ofarrell
Thomas Ofarrell is a registered investment advisor at RBC Capital Markets, LLC, based in Annapolis, MD, with 41 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
1906 Towne Centre Blvd, Suite 375, Bldg #4, Annapolis, MD, 21401-3686
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Regulatory History (6)
Customer Dispute
February 2003Customer Dispute
February 1996Employment Separation After Allegations
January 1996Customer Dispute
October 1995Customer Dispute
May 1995Customer Dispute
March 1991Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
Ferris, Baker Watts, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.