Stephen Owen
Stephen Owen is a registered investment advisor at RBC Capital Markets, LLC, based in Annapolis, MD, with 32 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
1906 Towne Centre Blvd, Suite 375, Bldg #4, Annapolis, MD, 21401-3686
Get directionsHistory
Regulatory History (3)
Customer Dispute
January 2017Regulatory
October 2009Customer Dispute
June 2008Other Business Activities
Stephen owns rental properties in Maryland and Florida since 2019. He rents and maintains the properties to earn rental income.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
Previous Registrations
UBS Financial Services INC.Broker
UBS Financial Services INC.
Morgan StanleyBroker
Morgan Stanley
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
First Union Brokerage Services, INC.Broker
Johnston, Lemon & CO. IncorporatedBroker
Legg Mason Wood Walker, IncorporatedBroker
Raymond James & Associates, INC.Broker
Ferris, Baker Watts IncorporatedBroker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.