Wayne Debello
Wayne Debello is a registered investment advisor at Esi Financial Advisors, based in Carmel, NY, with 41 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 12,116 clients with $2.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
ESI Financial Advisors offers investment management through various programs. Fees vary depending on the program chosen and can include platform fees, strategist fees, and service fees.
ESI Illuminations programs charge a platform fee between 0.26% and 0.45% annually, plus strategist fees (0.02%-1.00%) and EFA's service fee (0-2.00%).
American Funds and Schwab Retirement Advisor Services have tiered fees, up to 1.00% annually on the first $1M, decreasing to 0.35% on amounts over $10M.
AssetMark fees are negotiated with the advisor, not to exceed 1.5% annually.
SEI fees are also negotiated, not to exceed 1.75% annually, plus a 0.05% administrative fee.
Location
11 Benedict Place, Carmel, NY, 10512
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Wayne is a bookkeeper for Endless Travell, LLC, spends minimal time on this, and umpires for 12 hours per month. He also assists families with the college admission process, dedicating about 10% of his time, and is an insurance agent.
Employment History
Current Registrations
Esi Financial Advisors
Equity Services, INC.Broker
Previous Registrations
Proequities, INC.Broker
Principal Funds Distributor, INC.Broker
Princor Financial Services CorporationBroker
Carillon Investments, INC.Broker
Prudential Securities IncorporatedBroker
Cigna Financial Advisors,inc.Broker
E. F. Hutton & Company INCBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.