Andrew Wasa
Andrew Wasa is a registered investment advisor at Focus Investment Advisors, INC, based in Solana Beach, CA, with 41 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 34 clients with $880M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.45% |
| $500K - $1.0M | 1.35% |
| $1.0M - $2.0M | 1.25% |
| $2.0M - $5.0M | 1.00% |
| $5M+ | 0.75% |
Fees are negotiable.
Fee Estimator
Location
514 Via De La Valle, Suite 200, Solana Beach, CA, 92075
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Andrew operates his LPL business under the DBA Focus Investment Advisors and is a registered investment advisor. He also works as a non-variable insurance agent, dedicating a few hours per week to this activity.
Employment History
Current Registrations
Focus Investment Advisors, INC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Girard Securities, INC.
Girard Securities, INC.Broker
Securities America, INC.Broker
Aig Financial Advisors, INC.
Aig Financial Advisors, INC.Broker
Sentra Securities CORP
Focus Investment Advisors
Sentra Securities CorporationBroker
First Affiliated Securities, INC.Broker
First Jersey Securities, INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.