TrueAdvisor
TrueAdvisor
TB
TB

Thomas Brizzolara

Ameriprise Financial Services, LLC
42 Years of Experience
Cincinnati, OH
1 DisclosureBroker
View SEC Summary
View SEC Summary

Thomas Brizzolara is a registered investment advisor at Ameriprise Financial Services, LLC, based in Cincinnati, OH, with 42 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5905 E Galbraith Rd, Ste 4200, Cincinnati, OH, 45236-2375

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 1999
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ameriprise Financial Services, LLC
June 2016 - Present · 10 yrs 4 mos
Ameriprise Financial Services, LLC
June 2016 - Present · 10 yrs 4 mos
Ameriprise Financial Services, LLCBroker
June 2016 - Present · 10 yrs 4 mos
Previous Registrations
Raymond James & Associates, INC.
February 2013 - June 2016 · 3 yrs 4 mos
Raymond James & Associates, INC.Broker
February 2013 - June 2016 · 3 yrs 4 mos
Morgan Keegan & Company, INC.
October 2005 - February 2013 · 7 yrs 4 mos
Morgan Keegan & Company, INC.Broker
October 2005 - February 2013 · 7 yrs 4 mos
Citigroup Global Markets INC.
December 1999 - November 2005 · 5 yrs 11 mos
Citigroup Global Markets INC.Broker
July 1993 - November 2005 · 12 yrs 4 mos
Lehman Brothers INC.Broker
February 1988 - July 1993 · 5 yrs 5 mos
E. F. Hutton & Company INCBroker
September 1984 - February 1988 · 3 yrs 5 mos
State Registrations8 states
COFLINKYMONCOHTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Cincinnati, OH →All financial advisors in Ohio →