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Richard Brizzolara

Ameriprise Financial Services, LLC
45 Years of Experience
Cincinnati, OH
1 DisclosureBroker
View SEC Summary
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Richard Brizzolara is a registered investment advisor at Ameriprise Financial Services, LLC, based in Cincinnati, OH, with 45 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5905 E Galbraith Rd, Ste 4200, Cincinnati, OH, 45236-2375

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2005
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Richard is involved in outside employment related to high school soccer, Ohio South Soccer, and Cincinnati United. These activities take a few hours per week.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 2016 - Present · 10 yrs 1 mo
Ameriprise Financial Services, LLC
September 2016 - Present · 10 yrs 1 mo
Ameriprise Financial Services, LLCBroker
September 2016 - Present · 10 yrs 1 mo
Previous Registrations
Raymond James & Associates, INC.Broker
February 2013 - September 2016 · 3 yrs 7 mos
Raymond James & Associates, INC.
February 2013 - September 2016 · 3 yrs 7 mos
Morgan Keegan & Company, INC.
August 2006 - February 2013 · 6 yrs 6 mos
Morgan Keegan & Company, INC.Broker
August 2006 - February 2013 · 6 yrs 6 mos
UBS Financial Services INC.
January 2002 - August 2006 · 4 yrs 7 mos
UBS Financial Services INC.Broker
December 2001 - August 2006 · 4 yrs 8 mos
Salomon Smith Barney INC.Broker
July 1993 - December 2001 · 8 yrs 5 mos
Lehman Brothers INC.Broker
February 1988 - July 1993 · 5 yrs 5 mos
E. F. Hutton & Company INCBroker
April 1981 - February 1988 · 6 yrs 10 mos
State Registrations9 states
FLGAINKYMINCOHTNVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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