RB
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Richard Brizzolara

44 Years of Experience
Cincinnati, OH
1 DisclosureBroker

Richard Brizzolara is a registered investment advisor at Ameriprise Financial Services, LLC, based in Cincinnati, OH, with 44 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

5905 E Galbraith Rd, Ste 4200, Cincinnati, OH, 45236-2375

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History

Regulatory History (1)
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Customer Dispute
May 2005
Settled
Other Business Activities

Richard is involved in outside employment related to high school soccer, Ohio South Soccer, and Cincinnati United. These activities take a few hours per week.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 2016 - Present · 9 yrs 8 mos
Ameriprise Financial Services, LLC
September 2016 - Present · 9 yrs 8 mos
Ameriprise Financial Services, LLCBroker
September 2016 - Present · 9 yrs 8 mos
Previous Registrations
Raymond James & Associates, INC.Broker
February 2013 - September 2016 · 3 yrs 7 mos
Raymond James & Associates, INC.
February 2013 - September 2016 · 3 yrs 7 mos
Morgan Keegan & Company, INC.
August 2006 - February 2013 · 6 yrs 6 mos
Morgan Keegan & Company, INC.Broker
August 2006 - February 2013 · 6 yrs 6 mos
UBS Financial Services INC.
January 2002 - August 2006 · 4 yrs 7 mos
UBS Financial Services INC.Broker
December 2001 - August 2006 · 4 yrs 8 mos
Salomon Smith Barney INC.Broker
July 1993 - December 2001 · 8 yrs 5 mos
Lehman Brothers INC.Broker
February 1988 - July 1993 · 5 yrs 5 mos
E. F. Hutton & Company INCBroker
April 1981 - February 1988 · 6 yrs 10 mos
State Registrations9 states
FLGAINKYMINCOHTNVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.