Mary Mar is a CFP-designated registered investment advisor at Spc, based in Laguna Hills, CA, with 39 years of industry experience. Mary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 30,881 clients with $5.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SPC offers investment management through the SIGMA Managed Account program. Clients pay an annual account management fee based on a percentage of their account assets. The fee includes a program fee and the IAR's compensation. For example, if your account AUM is $1,500,000, the first $500,000 is billed at 2.50%, the next $250,000 at 1.75%, the next $250,000 at 1.50%, and the remaining $500,000 at 1.25%. The maximum annual advisory fee is 2.5%. The program fee is 0.15% on all assets. There is a $30 minimum annual program fee.
SPC also offers direct-at-fund programs where clients pay an annual asset-based investment management fee of 0.5%.
Location
25431 Cabot Road,, Suite 203, Laguna Hills, CA, 92653
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Mary is the Vice President of the Montilla Homeowners Association and the President of the Rotary Club of Orange County. These roles require minimal time and a few hours per week, respectively, and are not investment related.
Employment History
Current Registrations
Spc
Sigma Financial CorporationBroker
Previous Registrations
Mary Mar, Certified Financial Planner
Sii Investments, INC.Broker
Royal Alliance Associates, INC.Broker
Financial Network Investment CorporationBroker
Titan/value Equities Group, INC.Broker
MML Investors Services, INC.Broker
Private Ledger Financial Services, IncorporatedBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.