JR
CFA
JR
CFA
James Reim is a CFA-designated registered investment advisor, based in Erie, PA, with 42 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold.
Location
3800 W 12th St, Ste 2, Erie, PA, 16505
Get directionsHistory
Regulatory History (1)
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Customer Dispute
November 2009Settled
Other Business ActivitiesSells Insurance
James volunteers as treasurer for Methodist Towers and is a senior financial advisor with The Investment Center of Erie. He also sells various insurance products, including long-term care insurance, life insurance, and annuities, dedicating about 10-20% of his time to these activities.
Employment History
Current Registrations
Regulus Financial Group, LLCBroker
April 2018 - Present · 8 yrs 6 mos
Regal Investment Advisors LLC
April 2018 - Present · 8 yrs 6 mos
Previous Registrations
Ic Advisory Services, INC.
May 2009 - April 2018 · 8 yrs 11 mos
The Investment Center, INC.Broker
May 2009 - April 2018 · 8 yrs 11 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - April 2009 · 2 yrs
Morgan Stanley & CO. Incorporated
April 2007 - April 2009 · 2 yrs
Morgan Stanley
November 2005 - April 2007 · 1 yr 5 mos
Morgan Stanley Dw INC.Broker
September 1995 - April 2007 · 11 yrs 7 mos
Painewebber IncorporatedBroker
January 1984 - August 1995 · 11 yrs 7 mos
State Registrations13 states
AZCAFLGAKYMDNCNYOHPASCTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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