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Christine Gustafson

Ameriprise Financial Services, LLC
42 Years of Experience
Phoenix, AZ
4 DisclosuresBroker
View SEC Summary
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Christine Gustafson is a registered investment advisor at Ameriprise Financial Services, LLC, based in Phoenix, AZ, with 42 years of industry experience. Christine is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2398 E Camelback Rd Ste 550, Phoenix, AZ, 85016

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2010
Settled
Customer Dispute
February 2002
Denied
Customer Dispute
December 1998
Denied
Customer Dispute
March 1992
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Christine is a board member, investment committee member, and Translational Genomics Research Institute ambassador. She is also involved with Charter 100, an organization for female business leaders in Arizona, dedicating minimal time to each of these activities.

Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
April 2022 - Present · 4 yrs 6 mos
Ameriprise Financial Services, LLC
April 2022 - Present · 4 yrs 6 mos
Ameriprise Financial Services, LLC
April 2022 - Present · 4 yrs 6 mos
Previous Registrations
UBS Financial Services INC.
March 2009 - April 2022 · 13 yrs 1 mo
UBS Financial Services INC.Broker
April 2007 - April 2022 · 15 yrs
Morgan Stanley & CO., IncorporatedBroker
April 2007 - May 2007 · 1 mo
Morgan Stanley Dw INC.Broker
June 1994 - April 2007 · 12 yrs 10 mos
Prudential Securities IncorporatedBroker
April 1988 - June 1994 · 6 yrs 2 mos
Painewebber IncorporatedBroker
September 1984 - May 1988 · 3 yrs 8 mos
State Registrations15 states
AZCACOFLHIINNCNVNYOHORTNUTVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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