Jerry Smith
Jerry Smith is a registered investment advisor at Truist Advisory Services, INC., based in Wilmington, NC, with 41 years of industry experience. Jerry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 124,359 clients with $68B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Truist Advisory Services (TAS) offers investment consulting services where fees are negotiable and can be a fixed dollar amount or a percentage of the client's assets. The fee is billed quarterly in arrears.
The AMC Advantage program charges an asset-based fee that includes client-related services, custodial, execution, and reporting services. This fee does not include portfolio management fees charged separately by the investment managers selected by the client. The Program Fees are negotiable and may differ from Client to Client. The Program Fee is billed quarterly in advance.
Location
3904 Oleader Dr, Wilmington, NC, 28406
Get directionsHistory
Regulatory History (7)
Customer Dispute
October 2016Customer Dispute
July 2016Customer Dispute
May 2009Customer Dispute
April 2003Customer Dispute
August 2002Customer Dispute
July 2002Customer Dispute
March 1998Employment History
Current Registrations
Truist Advisory Services, INC.
Truist Investment Services, INC.
Truist Investment Services, INC.Broker
Previous Registrations
Suntrust Investment Services, INC.
Cic Advisers, LLC
Capital Investment Group, INC.Broker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Wachovia Securities, INC.
Wachovia Securities, INC.Broker
Wachovia Brokerage ServiceBroker
Jmc Investment Services, INC.Broker
Jmc Financial CorporationBroker
Interstate/johnson Lane CorporationBroker
Connecticut Mutual Financial Services, INC.Broker
Edward D. Jones & CO., L.P.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.