Stephen Barral is a registered investment advisor at Gulfstream Cm, LLC, based in Summit, NJ, with 40 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 22 clients with $230M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Gulfstream CM charges a quarterly investment management fee based on the value of your portfolio. The annual fee ranges from 0.30% to 0.40%. The specific fee is negotiated based on factors like the amount of assets managed, the complexity of the engagement, and the scope of services. Gulfstream may negotiate fees or waive minimum account sizes. Fees are calculated at the end of each month and paid at the end of each quarter.
Location
450 Springfield Avenue, Suite 204, Summit, NJ, 07901
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Gulfstream Cm, LLC
Previous Registrations
Gulfstream Cm, LLC
W. H. Mell Associates, INC.Broker
Barclays Capital INC.Broker
J.P. Morgan Securities INC.Broker
J.P. Morgan Securities INC.Broker
Hamilton Partners LimitedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Shearson Lehman Hutton INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.