William Osborne
William Osborne is a registered investment advisor at Charles Schwab & CO., INC., based in Rockford, IL, with 41 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Location
801 N Perryville, Suite 4, Rockford, IL, 61107
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 1993Other Business Activities
William works as an assistant event manager/usher for SMG Management, spending about 10-20% of his time in this role. He is also a trustee for the Knights of Columbus St. Rita Council, dedicating about 10-20% of his time to this non-profit charitable organization.
Employment History
Current Registrations
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Previous Registrations
TradingblockBroker
Brokersxpress LLCBroker
1st Discount Brokerage, INC.Broker
Acument Securities, INC.Broker
Dain Bosworth IncorporatedBroker
Dickinson & CO.Broker
Olde Discount CorporationBroker
Pruco Securities CorporationBroker
Nwnl Management CorporationBroker
State Registrations44 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.