Francis Novak is a registered investment advisor at Morgan Stanley, based in Worcester, MA, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
100 Front Street, Worcester, MA, 01608
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
January 2024 - Present · 2 yrs 4 mos
Morgan StanleyBroker
March 2023 - Present · 3 yrs 2 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
February 2015 - March 2023 · 8 yrs 1 mo
Morgan StanleyBroker
June 2009 - March 2015 · 5 yrs 9 mos
Citigroup Global Markets INC.Broker
February 2006 - June 2009 · 3 yrs 4 mos
Legg Mason Wood Walker, IncorporatedBroker
November 2001 - February 2006 · 4 yrs 3 mos
First Union Securities, INC.Broker
May 2000 - November 2001 · 1 yr 6 mos
Painewebber IncorporatedBroker
February 1989 - May 2000 · 11 yrs 3 mos
Dean Witter Reynolds INC.Broker
January 1985 - February 1989 · 4 yrs 1 mo
First Investors CorporationBroker
October 1984 - January 1985 · 3 mos
State Registrations31 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.