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Walter Schlaepfer

J.P. Morgan Securities LLC
41 Years of Experience
Bellevue, WA
4 DisclosuresBroker
View SEC Summary
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Walter Schlaepfer is a registered investment advisor at J.P. Morgan Securities LLC, based in Bellevue, WA, with 41 years of industry experience. Walter is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

10885 NE 4th Street, Suite 200, Bellevue, WA, 98004

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2011
Award / Judgment
Customer Dispute
July 2010
Award / Judgment
Customer Dispute
December 2009
Award / Judgment
Customer Dispute
January 2001
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Walter is involved with the Schlaepfer Family Foundation, a charitable organization, dedicating minimal time. He is also a limited partner in ACJLP LLC and Belpar LLC, and a partner in WP Development, a housing development, dedicating minimal time to each.

Employment History
Current Registrations
J.P. Morgan Securities LLC
November 2023 - Present · 2 yrs 11 mos
J.P. Morgan Securities LLCBroker
September 2023 - Present · 3 yrs 1 mo
Previous Registrations
J.P. Morgan Private Wealth Advisors LLC
September 2020 - March 2025 · 4 yrs 6 mos
First Republic Securities Company, LLCBroker
August 2020 - September 2023 · 3 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 1991 - September 2020 · 29 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1984 - September 2020 · 35 yrs 11 mos
State Registrations41 states
AKARAZCACOCTDCDEFLGAHIIAIDILINKYLAMAMEMIMNMTNCNHNJNMNVNYOHOKORPARISCSDTNTXUTVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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