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Brian Cohen

J.P. Morgan Securities LLC
27 Years of Experience
Bellevue, WA
3 DisclosuresBroker
View SEC Summary
View SEC Summary

Brian Cohen is a registered investment advisor at J.P. Morgan Securities LLC, based in Bellevue, WA, with 27 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

10885 NE 4th Street, Floor 2, Bellevue, WA, 98004

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2010
Denied
Customer Dispute
April 2009
Denied
Customer Dispute
April 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Brian is a general partner in Pineapple Life Yoga and Barre Studio, LLC and Pineapple Life, LLC, and a co-owner of BBC Karma, LLC, all yoga and wellness-related businesses. He helps with high-level decisions and funding, dedicating about 10-20% of his time to these ventures.

Employment History
Current Registrations
J.P. Morgan Securities LLC
October 2012 - Present · 14 yrs
J.P. Morgan Securities LLCBroker
October 2012 - Present · 14 yrs
Previous Registrations
Chase Investment Services CORP.
May 2009 - October 2012 · 3 yrs 5 mos
Chase Investment Services CORP.Broker
May 2009 - October 2012 · 3 yrs 5 mos
Wamu Investments, INC.
June 2007 - May 2009 · 1 yr 11 mos
Wamu Investments, INC.Broker
February 2003 - May 2009 · 6 yrs 3 mos
Yankee Financial Group, INC.Broker
August 2002 - November 2002 · 3 mos
Mantis Securities, INC.Broker
November 2000 - August 2002 · 1 yr 9 mos
Coleman & Company Securities, INC.Broker
March 1999 - November 2000 · 1 yr 8 mos
R.D. White & CO., INC.Broker
December 1998 - March 1999 · 3 mos
State Registrations39 states
AKALAZCACOCTDEFLGAHIIDILINKSMAMDMIMNMOMSMTNCNJNMNVNYOHOKORPARISCTNTXUTVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Brian Cohen - Financial Advisor | TrueAdvisor