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CFP

Gary Sampson

Wells Fargo Advisors
41 Years of Experience
Bakersfield, CA
1 DisclosureBroker
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Gary Sampson is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Bakersfield, CA, with 41 years of industry experience. Gary is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14674 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

5060 California Ave 11th Fl, [Lq-Rbo], Bakersfield, CA, 93309

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 1983
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
March 2018 - Present · 8 yrs 7 mos
Wells Fargo Advisors
March 2018 - Present · 8 yrs 7 mos
Previous Registrations
UBS Financial Services INC.Broker
November 2008 - March 2018 · 9 yrs 4 mos
UBS Financial Services INC.
November 2008 - March 2018 · 9 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2001 - November 2008 · 7 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2001 - November 2008 · 7 yrs 8 mos
Royal Alliance Associates, INC.Broker
November 1989 - February 2001 · 11 yrs 3 mos
Integrated Resources Equity CorporationBroker
September 1986 - November 1989 · 3 yrs 2 mos
Oak Creek Securities, IncorporatedBroker
February 1985 - August 1986 · 1 yr 6 mos
State Registrations22 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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