Nicholas Shea
Nicholas Shea is a registered investment advisor at Catalyst Investment Management LLC, based in Windham, NH, with 34 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 60 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Catalyst Investment Management's investment advisory fees are based on the value of your portfolio and are paid monthly, in advance. The annual fees range from 0.75% to 1.25%, depending on the complexity of services, the amount you invest, and your overall relationship with Catalyst Investment Management. Fees may be negotiable. Catalyst Investment Management includes securities transaction costs as part of its overall investment advisory fee through the CIM Wrap Fee Program.
Location
Windham, NH
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nicholas is an insurance agent at Catalyst Insurance, assisting clients with healthcare solutions, primarily for seniors, dedicating a few hours per week. He is also a realtor at Catalyst Real Estate, buying, selling, and leasing real estate, spending about 10-20% of his time on this activity.
Employment History
Current Registrations
Catalyst Investment Management LLC
Previous Registrations
Fidelity Brokerage Services LLCBroker
Private Client Services, LLCBroker
Charles Schwab & CO., INC.Broker
Charles Schwab & CO., INC.
Financial West Group
Financial West GroupBroker
Intersecurities, INC.
Intersecurities, INC.Broker
Wells Fargo Investments, LLCBroker
Wells Fargo Investments, LLC
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Dean Witter Reynolds INC.Broker
W.J. Nolan & Company, INC.Broker
Dean Witter Reynolds INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.