SA
CFP
SA
CFP

Steven Andrews

25 Years of Experience
Windham, NH
1 DisclosureBroker

Steven Andrews is a CFP-designated registered investment advisor at LPL Financial LLC, based in Windham, NH, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

22 Haverhill Rd Suite 5, Windham, NH, 03087

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2008
Denied
Other Business Activities

Steven works as an assistant for Rockingham Contracting & Therapy Services, LLC since November 2022. This outside employment takes minimal time.

Employment History
Current Registrations
LPL Financial LLC
May 2021 - Present · 5 yrs
LPL Financial LLCBroker
May 2021 - Present · 5 yrs
LPL Financial LLC
May 2021 - Present · 5 yrs
Previous Registrations
Voya Financial Advisors, INC.
August 2017 - May 2021 · 3 yrs 9 mos
Voya Financial Advisors, INC.Broker
August 2017 - May 2021 · 3 yrs 9 mos
Commonwealth Financial Network
May 2008 - August 2017 · 9 yrs 3 mos
Commonwealth Financial NetworkBroker
May 2008 - August 2017 · 9 yrs 3 mos
Edward Jones
October 2006 - May 2008 · 1 yr 7 mos
Edward JonesBroker
May 2000 - May 2008 · 8 yrs
State Registrations12 states
CACOFLGAMAMENHNJOHSCTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.