DC
DC

Deborah Cliffordbrown

39 Years of Experience
Chattanooga, TN
Broker

Deborah Cliffordbrown is a registered investment advisor at Raymond James & Associates, INC., based in Chattanooga, TN, with 39 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

537 Market Street, Ste. 105, 1st & 3rd Floors, Chattanooga, TN, 37402

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.Broker
September 2005 - February 2013 · 7 yrs 5 mos
Morgan Keegan & Company, INC.
September 2005 - February 2013 · 7 yrs 5 mos
UBS Financial Services INC.
January 2004 - September 2005 · 1 yr 8 mos
UBS Financial Services INC.Broker
August 2000 - September 2005 · 5 yrs 1 mo
J.C. Bradford & CO.Broker
October 1992 - August 2000 · 7 yrs 10 mos
Suntrust Securities, INC.Broker
January 1988 - June 1995 · 7 yrs 5 mos
Third National Brokerage Services, INC.Broker
August 1986 - February 1988 · 1 yr 6 mos
Brown Associates, INC.Broker
October 1984 - March 1985 · 5 mos
State Registrations13 states
ALARFLGAIAILLANCPASCTNVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.